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Diagnosis and Classification of Asthma in Adults & Children >5 Years of Age
Recurrent episodes of coughing or wheezing are almost always
due to asthma in both children and adults. Cough can be the sole
symptom. Performing a complete medical history and physical
examination can assist in diagnosing asthma.

Normal
airway, as
seen
Airway narrowed due to inflammation
during
bronchoscopy
To establish an asthma diagnosis, determine the following:
1. Medical history, including history or presence of
episodic symptoms of airflow obstruction (i.e., wheeze,
shortness of breath, tightness in the chest, or cough).
- Asthma symptoms vary throughout the day;
absence of symptoms at the time of the examination does not
exclude the diagnosis of asthma.
- Symptoms worsen in the presence of allergens in
the air, irritants, or exercise.
- Symptoms occur or worsen at night, awakening
the patient.
- Patient has allergic rhinitis or atopic
dermatitis.
- Close relatives have asthma, allergy,
sinusitis, or rhinitis.
- Consider work exposures
which may contribute to the development of asthma. Click
here to learn more
about work-related asthma.
2. Physical examination of the upper respiratory tract,
chest and skin:
- Hyperexpansion of the thorax
- Sounds of wheezing during normal breathing or a
prolonged phase of forced exhalation; absence of symptoms at
the time of the examination does not exclude the diagnosis
of asthma.
- Increased nasal secretions, mucosal swelling,
sinusitis, rhinitis, or nasal polyps
- Atopic dermatitis/eczema or other signs of
allergic skin problems
3. Airflow obstruction is at least partially reversible.
Use spirometry to:
- Establish airflow obstruction: FEV1 <80
percent predicted; FEV1/FVC <65 percent or below the
lower limit of normal. If obstruction is absent, see
Additional Tests below.
- Establish reversibility: FEV1 increases
³12
percent and at least 200 mL after using a short-acting
inhaled beta2-agonist.
- Older adults may need to take oral steroids for
2 to 3 weeks and then take the spirometry test to measure
the degree of reversibility achieved. Chronic bronchitis and
emphysema may coexist with asthma in adults. The degree of
reversibility indicates the degree to which asthma therapy
may be beneficial.
- 4. Alternative diagnoses are excluded (i.e., vocal cord
dysfunction, vascular rings, foreign bodies, or other
pulmonary diseases). Additional tests may be needed to exclude
other diagnoses, see Additional Tests below.
Additional Tests for Adults and Children
Additional tests may be needed when asthma is suspected but
spirometry is normal, when coexisting conditions are suspected or
for other reasons. These tests can aid diagnosis or confirm
suspected contributors to asthma morbidity (e.g., allergens and
irritants).
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Reasons
for Additional Tests
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The
Tests
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- Patient
has symptoms but spirometry is normal or near
normal
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- Assess
diurnal variation of peak flow over 1 to 2 weeks
- Refer
to a specialist for bronchoprovocation with
methacholine, histamine, or exercise;negative test
may help rule out asthma
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- Suspect
infection, large airway lesions,heart disease, or
obstruction by foreign object
- Assess
diunal variation of peak flow
over 1 to 2 weeks
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- Additional
pulmonary function studies
- Diffusing
capacity test
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- Suspect
other factors contribute to asthma
(these are not diagnostic tests for asthma.)
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- Allergy
tests – skin or in vitro
- Nasal
examination
- Gastroesophogeal
reflux assessment
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Once asthma has been correctly diagnosed, the next step in
patient care is to classify the severity of the disease. Use the
following chart to help you assign a severity level to your
patient.
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Days
With Symptoms
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Nights
With
Symptoms
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PEF
or
FEV 1 *
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PEF
Variability
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Step
4
Severe
Persistent |
Continual
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Frequent
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£60%
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>30%
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Step
3
Moderate
Persistent |
Daily
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³5/month
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>60%-<80%
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>30%
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Step
2
Mild
Persistent |
3-6/week
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3-4/month
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³80%
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20-30%
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Step
1
Mild
Intermittent |
£2/week
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£2/month
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³80%
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<20%
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· Patients should be assigned to the most severe
step in which any feature occurs. Clinical features for
individual children may overlap across steps.
· Percent predicted values for forced expiratory
volume in 1 second (FEV1) and percent of personal best for
peak expiratory flow (PEF) are relevant for children 4 years
old or older who can use these devices. Pulmonary function
testing appropriate for the young child may be provided in a
specialty practice.
· Patients with more than 2 episodes of asthma
symptoms per week (i.e. progressively worsening symptoms that
may last hours or days) tend to have moderate-to-severe
persistent asthma.
· An individual’s classification may change over
time.
· Patients at any level of severity of chronic
asthma can have mild, moderate, or severe exacerbations of
asthma. Some patients with intermittent asthma experience
severe and life-threatening exacerbations separated by long
periods of normal lung function and no symptoms.
The next step in caring for your patient with asthma is to
develop a treatment plan that addresses their medication needs and
avoidance strategies.
Click
here to learn more about the
stepwise approach recommended by the NIH for the management of
asthma in adults and children over 5 years old.
Click here to
learn about Asthma Action/Management Plans.
Click here to learn when to refer
patients to an asthma specialist.
What makes a patient have
an increased risk for death from asthma? Click
here to
find out.
Click
here for a pdf, printer-friendly page
on diagnosing asthma. You may
need to download
Adobe Acrobat Reader to view it.
Adapted from the Guidelines for the Diagnosis and Management of
Asthma, National Asthma Education and Prevention Program, National
Institutes of Health, 1997
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